4//SEC Filing
Lambert Andrew Alan 4
Accession 0001127602-22-028174
CIK 0001840292other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 5:40 PM ET
Size
9.9 KB
Accession
0001127602-22-028174
Insider Transaction Report
Form 4
Heliogen, Inc.HLGN
Lambert Andrew Alan
Chf. Mfg. & Sply. Chain Ofc.
Transactions
- Purchase
Common Stock
2022-12-20$0.61/sh+48,000$29,165→ 737,311 total - Exercise/Conversion
Common Stock
2022-12-20$0.30/sh+33,555$10,067→ 770,866 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-12-20−33,555→ 226,494 totalExercise: $0.30Exp: 2031-03-29→ Common Stock (33,555 underlying)
Holdings
- 96(indirect: As custodian for UTMA account)
Common Stock
Footnotes (3)
- [F1]Includes 503,321 shares represented by restricted stock units ("RSUs") initially granted under the Issuer's 2013 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. Six and one-quarter percent (6.25%) of the shares underlying the RSUs initially granted vest in quarterly installments with the first installment vested on March 15, 2022, subject to the Reporting Person's continuous service.
- [F2]The shares are held in a custodial account established for an immediate family member of the Reporting Person pursuant to the Uniform Transfers to Minors Act for which the Reporting Person serves as a custodian. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F3]The option for 402,656 underlying shares was granted on March 30, 2021 under Issuer's 2013 Stock Incentive Plan, with 25% vesting on March 15, 2022 and the remainder vesting in 36 substantially equal monthly installments from March 15, 2022, subject to the Reporting Person's continuous service.
Documents
Issuer
Heliogen, Inc.
CIK 0001840292
Entity typeother
Related Parties
1- filerCIK 0001941943
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 5:40 PM ET
- Size
- 9.9 KB