4//SEC Filing
Rochon Thomas R. 4
Accession 0001127602-22-019168
CIK 0001005817other
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 8:40 AM ET
Size
8.7 KB
Accession
0001127602-22-019168
Insider Transaction Report
Form 4
Rochon Thomas R.
Director
Transactions
- Award
Common Stock
2022-07-07$72.94/sh+119.683$8,730→ 1,168.844 total - Award
Phantom Stock
2022-07-07$72.94/sh+359.05$26,190→ 17,619.089 total→ Common Stock (359.05 underlying)
Holdings
- 7.203(indirect: NY UGMA for Son)
Common Stock
- 7.102(indirect: NY UGMA for Son 2)
Common Stock
Footnotes (2)
- [F1]Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001463129
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 8:40 AM ET
- Size
- 8.7 KB