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4//SEC Filing

GRUBER SCOTT L 4

Accession 0001127602-21-028779

CIK 0001005817other

Filed

Nov 9, 7:00 PM ET

Accepted

Nov 10, 11:28 AM ET

Size

8.5 KB

Accession

0001127602-21-028779

Insider Transaction Report

Form 4
Period: 2021-11-08
GRUBER SCOTT L
EVP, Pres. & COO, VIST Bank
Transactions
  • Exercise/Conversion

    Common Stock

    2021-11-09$56.29/sh+380$21,39013,864.182 total
  • Tax Payment

    Common Stock

    2021-11-08$84.98/sh307$26,08913,484.182 total
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2021-11-09380336 total
    Exercise: $56.29Exp: 2025-11-04Common Stock (380 underlying)
Footnotes (2)
  • [F1]Shares withheld for option cost and taxes.
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001481104

Filing Metadata

Form type
4
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 11:28 AM ET
Size
8.5 KB