4//SEC Filing
Walker David M 4
Accession 0001127602-21-007955
CIK 0001745916other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 6:10 PM ET
Size
26.2 KB
Accession
0001127602-21-007955
Insider Transaction Report
Form 4
Walker David M
Chief Risk Officer
Transactions
- Sale
Common Stock
2021-02-24$60.99/sh−6,813$415,500→ 76,272 total(indirect: By Trust) - Sale
Common Stock
2021-02-24$61.66/sh−3,187$196,519→ 73,085 total(indirect: By Trust) - Sale
Common Stock
2021-02-25$62.25/sh−7,500$466,849→ 65,585 total(indirect: By Trust) - Sale
Common Stock
2021-02-25$62.92/sh−2,500$157,302→ 63,085 total(indirect: By Trust)
Holdings
- 52,744
Common Stock
- 28,216
Nonstatutory Stock Option (Right to Buy)
Exercise: $17.26From: 2015-02-26Exp: 2024-02-25→ Common Stock (28,216 underlying) - 27,771
Nonstatutory Stock Option (Right to Buy)
Exercise: $11.28From: 2017-03-07Exp: 2026-03-06→ Common Stock (27,771 underlying) - 13,233
Nonstatutory Stock Option (Right to Buy)
Exercise: $24.40From: 2019-03-09Exp: 2028-03-08→ Common Stock (13,233 underlying) - 13,863
Nonstatutory Stock Option (Right to Buy)
Exercise: $35.03From: 2021-02-26Exp: 2030-02-25→ Common Stock (13,863 underlying) - 15,882
Nonstatutory Stock Option (Right to Buy)
Exercise: $21.03From: 2014-06-13Exp: 2023-06-12→ Common Stock (15,882 underlying) - 17,313
Nonstatutory Stock Option (Right to Buy)
Exercise: $18.05From: 2018-03-06Exp: 2027-03-05→ Common Stock (17,313 underlying) - 23,829
Nonstatutory Stock Option (Right to Buy)
Exercise: $17.52From: 2016-03-03Exp: 2025-03-02→ Common Stock (23,829 underlying) - 13,879
Nonstatutory Stock Option (Right to Buy)
Exercise: $22.92From: 2020-03-15Exp: 2029-03-14→ Common Stock (13,879 underlying) - 5,402
Nonstatutory Stock Option (Right to Buy)
Exercise: $59.68From: 2020-12-14Exp: 2030-12-13→ Common Stock (5,402 underlying)
Footnotes (15)
- [F1]These shares of Common Stock were sold pursuant to a 10b5-1 plan.
- [F10]This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
- [F11]This nonstatutory stock option to purchase 17,313 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
- [F12]This nonstatutory stock option to purchase 13,233 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
- [F13]This nonstatutory stock option to purchase 13,879 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
- [F14]This nonstatutory stock option to purchase 5,402 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each lapse date.
- [F15]This nonstatutory stock option to purchase 13,863 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
- [F2]The price reported is the weighted average price of multiple transactions ranging from $60.48 to $61.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F3]The price reported is the weighted average price of multiple transactions ranging from $61.475 to $62.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F4]The price reported is the weighted average price of multiple transactions ranging from $61.64 to $62.62. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F5]The price reported is the weighted average price of multiple transactions ranging from $62.66 to $63.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F6]The reported amount consists of 9,212 restricted stock units and 43,532 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F7]This nonstatutory stock option to purchase 15,882 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
- [F8]This nonstatutory stock option to purchase 28,216 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
- [F9]This nonstatutory stock option to purchase 23,829 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
Documents
Issuer
PennyMac Financial Services, Inc.
CIK 0001745916
Entity typeother
Related Parties
1- filerCIK 0001468934
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 6:10 PM ET
- Size
- 26.2 KB