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4//SEC Filing

Ganz Peter 4

Accession 0001127602-20-029469

CIK 0001674862other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 5:06 PM ET

Size

15.5 KB

Accession

0001127602-20-029469

Insider Transaction Report

Form 4
Period: 2020-11-16
Ganz Peter
Senior Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2020-11-16$79.19/sh+857$67,86641,788 total
  • Tax Payment

    Common Stock

    2020-11-16$79.19/sh333$26,37040,931 total
  • Tax Payment

    Common Stock

    2020-11-16$79.19/sh256$20,27341,532 total
  • Exercise/Conversion

    Common Stock

    2020-11-16$79.19/sh+1,113$88,13841,264 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-11-161,1133,612 total
    Common Stock (1,113 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-11-168572,755 total
    Common Stock (857 underlying)
  • Sale

    Common Stock

    2020-11-16$82.85/sh664$55,01240,151 total
Footnotes (5)
  • [F1]Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
  • [F2]The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.
  • [F3]Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
  • [F4]Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
  • [F5]Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Issuer

ASHLAND GLOBAL HOLDINGS INC

CIK 0001674862

Entity typeother

Related Parties

1
  • filerCIK 0001337976

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:06 PM ET
Size
15.5 KB