Tyle Craig Steven 4
4 · FRANKLIN RESOURCES INC · Filed Nov 9, 2020
Insider Transaction Report
Form 4
Tyle Craig Steven
EVP and General Counsel
Transactions
- Award
Common Stock, par value $.10
2020-11-05$20.13/sh+22,976$462,507→ 117,382.042 total - Award
Common Stock, par value $.10
2020-11-05+3,030→ 120,412.042 total
Footnotes (3)
- [F1]On November 2, 2018 and November 1, 2019 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 40,424 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1).