4//SEC Filing
DALEY CHARLES J JR 4
Accession 0001127602-20-007209
CIK 0001517302other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:25 PM ET
Size
8.5 KB
Accession
0001127602-20-007209
Insider Transaction Report
Form 4
DALEY CHARLES J JR
Exec VP, CFO & Treasurer
Transactions
- Disposition to Issuer
Class B Common Stock, par value $0.01 per share
2020-02-24−37,729→ 60,050 total - Disposition to Issuer
Class B Common Units of Artisan Partners Holdings LP
2020-02-24$34.96/sh−37,729$1,319,006→ 60,050 total→ Class A Common Stock, par value $0.01 per share (37,729 underlying)
Footnotes (3)
- [F1]In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.
- [F2]On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.
- [F3]Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.
Documents
Issuer
Artisan Partners Asset Management Inc.
CIK 0001517302
Entity typeother
Related Parties
1- filerCIK 0001206661
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 4:25 PM ET
- Size
- 8.5 KB