Werth Dennis L 4

Accession 0001127602-18-006783

CIK 0001049502other

View on SEC.gov Company Profile

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 6:05 PM ET

Size

36.0 KB

Accession

0001127602-18-006783

Insider Transaction Report

Form 4

Period: 2018-02-15

MKS INSTRUMENTS INCMKSI

Werth Dennis L

Sr. VP, Business Units

Transactions

Exercise/Conversion
Common Stock
2018-02-15+1,723→ 3,808 total
Award
Restricted Stock Unit
2018-02-15+3,150.315→ 19,967.59 total
→ Common Stock (3,150.315 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-02-15−142→ 24,007.275 total
→ Common Stock (142 underlying)
Exercise/Conversion
Common Stock
2018-02-15+2,034→ 7,997 total
Exercise/Conversion
Common Stock
2018-02-15+1,098→ 13,153 total
Award
Restricted Stock Unit
2018-02-15+4,725.473→ 10,909.543 total
→ Common Stock (4,725.473 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-02-15−2,085→ 8,197.07 total
→ Common Stock (2,085 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-02-15−4,058→ 17,915.275 total
→ Common Stock (4,058 underlying)
Tax Payment
Common Stock
2018-02-15$111.10/sh−5,204$578,164→ 7,949 total
Exercise/Conversion
Restricted Stock Unit
2018-02-15−1,723→ 24,149.275 total
→ Common Stock (1,723 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-02-15−2,013→ 6,184.07 total
→ Common Stock (2,013 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-02-15−1,098→ 16,817.275 total
→ Common Stock (1,098 underlying)
Exercise/Conversion
Common Stock
2018-02-15+2,085→ 2,085 total
Exercise/Conversion
Common Stock
2018-02-15+142→ 3,950 total
Exercise/Conversion
Common Stock
2018-02-15+2,013→ 5,963 total
Exercise/Conversion
Common Stock
2018-02-15+4,058→ 12,055 total
Exercise/Conversion
Restricted Stock Unit
2018-02-15−2,034→ 21,973.275 total
→ Common Stock (2,034 underlying)

Holdings

Common Stock
(indirect: By Trust)
7,995.437

Footnotes (9)

[F1]Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
[F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
[F3]These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
[F4]These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
[F5]These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
[F6]These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
[F7]These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
[F8]These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
[F9]These RSUs vest in three annual installments as follows: 20% of the RSUs vests on February 15, 2017, 30% of the RSUs vests on February 15, 2018 and the remaining 50% of the RSUs vests on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

MKS INSTRUMENTS INC

CIK 0001049502

→

Entity typeother

Related Parties

filerCIK 0001550572

Filing Metadata

Form type: 4
Filed: Feb 15, 7:00 PM ET
Accepted: Feb 16, 6:05 PM ET
Size: 36.0 KB

View on SEC.gov