SCHULTZ HOWARD D 4

4 · STARBUCKS CORP · Filed Nov 16, 2017

Form 4

Period: 2017-11-14

Directorchairman, president and ceo

Transactions

Sale
Common Stock
2017-11-15$57.03/sh−290,176$16,548,418→ 29,872,564 total
Award
Common Stock
2017-11-14+83,553→ 29,872,564 total
Exercise/Conversion
Common Stock
2017-11-15$11.44/sh+290,176$3,318,163→ 30,162,740 total
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2017-11-15−290,176→ 784,050 total
Exercise: $11.44Exp: 2017-11-19→ Common Stock (290,176 underlying)

Holdings

Footnotes (3)

[F1]Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 16, 2015. The RSUs are scheduled to vest, subject to continued employment, as follows; 41,777 shares on November 16, 2017 and 41,776 shares on November 16, 2018.
[F2]This transaction was executed in multiple trades at prices ranging from $57.025 to $57.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F3]The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 343,558 shares on November 19, 2008, and increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.

Documents

1 file