PennyMac Mortgage Investment Trust 4
4 · PennyMac Mortgage Investment Trust · Filed Feb 27, 2017
Insider Transaction Report
Form 4
Preston Paul DuFauchard, Jr.
Director
Transactions
- Award
Common Shares of Beneficial Interest
2017-02-23+5,105→ 26,327 total - Sale
Common Shares of Beneficial Interest
2017-02-23$17.09/sh−950$16,236→ 25,377 total - Sale
Common Shares of Beneficial Interest
2017-02-24$16.95/sh−543$9,202→ 24,834 total
Footnotes (7)
- [F1]The Reporting Person was granted 5,105 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
- [F2]The reported amount consists of 12,591 restricted share units and 13,736 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- [F3]The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
- [F4]The reported amount consists of 12,591 restricted share units and 12,786 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- [F5]The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
- [F6]The price reported is the weighted average price of multiple transactions ranging from $16.90 to $16.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- [F7]The reported amount consists of 12,591 restricted share units and 12,243 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.