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4//SEC Filing

Yum China Holdings, Inc. 4

Accession 0001127602-16-065978

$YUMCCIK 0001673358operating
View on SEC.govCompany Profile

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 1:38 PM ET

Size

23.8 KB

Accession

0001127602-16-065978

Insider Transaction Report

Form 4
Period: 2016-11-01
Yum China Holdings, Inc.YUMC
Lo Christabel
Chief People Officer
Transactions
  • Award

    Stock Appreciation Right

    2016-11-01+13,467→ 13,467 total
    Exercise: $19.00Exp: 2023-02-06→ Common Stock (13,467 underlying)
  • Award

    Stock Appreciation Right

    2016-11-01+13,595→ 13,595 total
    Exercise: $21.30Exp: 2024-02-05→ Common Stock (13,595 underlying)
  • Award

    Stock Appreciation Right

    2016-11-01+17,215→ 17,215 total
    Exercise: $21.06Exp: 2026-02-05→ Common Stock (17,215 underlying)
  • Award

    Stock Appreciation Right

    2016-11-01+14,718→ 14,718 total
    Exercise: $19.46Exp: 2022-02-08→ Common Stock (14,718 underlying)
  • Award

    Stock Appreciation Right

    2016-11-01+12,056→ 12,056 total
    Exercise: $14.88Exp: 2021-02-04→ Common Stock (12,056 underlying)
  • Award

    Stock Appreciation Right

    2016-11-01+10,195→ 10,195 total
    Exercise: $21.30Exp: 2024-02-05→ Common Stock (10,195 underlying)
  • Award

    Stock Appreciation Right

    2016-11-01+13,531→ 13,531 total
    Exercise: $22.32Exp: 2025-02-06→ Common Stock (13,531 underlying)
  • Award

    Restricted Stock Unit

    2016-11-01+18,647→ 18,647 total
    → Common Stock (18,647 underlying)
Footnotes (9)
  • [F1]Vested in full.
  • [F2]Vesting occurs 25% per year beginning one year from 2/6/2013.
  • [F3]Vesting occurs 25% per year beginning one year from 2/5/2014.
  • [F4]Vesting occurs four years from 2/5/2014.
  • [F5]Vesting occurs 25% per year beginning one year from 2/6/2015
  • [F6]Vesting occurs 25% per year beginning one year from 2/5/2016.
  • [F7]Conversion occurs on a one-for-one basis.
  • [F8]Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016.
  • [F9]This grant does not have an expiration date.

Documents

2 files

Issuer

Yum China Holdings, Inc.

CIK 0001673358

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001673358

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 1:38 PM ET
Size
23.8 KB
View on SEC.gov