4//SEC Filing
Unum Group 4
Accession 0001127602-16-065713
$UNMCIK 0000005513operating
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 5:15 PM ET
Size
15.8 KB
Accession
0001127602-16-065713
Insider Transaction Report
Form 4
Unum GroupUNM
WATJEN THOMAS R
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common Stock
2016-10-28$20.78/sh+153,927$3,198,603→ 277,150 total - Sale
Common Stock
2016-10-28$36.10/sh−100$3,610→ 123,223 total - Sale
Common Stock
2016-10-28$35.56/sh−24,900$885,397→ 123,323 total - Sale
Common Stock
2016-10-28$36.12/sh−100$3,612→ 123,223 total - Sale
Common Stock
2016-10-28$35.56/sh−153,827$5,469,611→ 123,323 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-10-28−153,927→ 0 totalExercise: $20.78Exp: 2018-02-25→ Common Stock (153,927 underlying)
Holdings
- 14,142.362(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.
- [F2]Reflects the weighted average price for multiple sale transactions ranging in price from $35.100 per share to $36.045 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Includes 4,149 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 119,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F4]Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 23.920 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- [F5]Includes 4,149 stock-settled RSUs and 119,074 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F6]Includes 4,149 stock-settled RSUs and 273,001 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F7]Reflects the weighted average price for multiple sale transactions ranging in price from $35.060 per share to $36.050 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F8]Includes 4,149 stock-settled RSUs and 119,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F9]The options vest in three equal annual installments beginning on February 25, 2011.
Documents
Issuer
Unum Group
CIK 0000005513
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000005513
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 5:15 PM ET
- Size
- 15.8 KB