4//SEC Filing
WELLS FARGO & COMPANY/MN 4
Accession 0001127602-16-058904
$WFCCIK 0000072971operating
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 3:05 PM ET
Size
10.6 KB
Accession
0001127602-16-058904
Insider Transaction Report
Form 4
CARROLL DAVID M
Senior Exec. Vice President
Transactions
- Tax Payment
Common Stock, $1 2/3 Par Value
2016-07-28$48.13/sh−2,038.744$98,125→ 5,253 total - Exercise/Conversion
Restricted Share Right
2016-07-28−4,484.744→ 13,452.172 total→ Common Stock, $1 2/3 Par Value (4,484.744 underlying) - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2016-07-28+4,484.744→ 7,291.744 total
Holdings
- 3,133.971(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
- 423,337(indirect: By Trust)
Common Stock, $1 2/3 Par Value
Footnotes (4)
- [F1]Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
- [F2]Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- [F3]Each RSR represents a contingent right to receive one share of Company common stock.
- [F4]These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Documents
Issuer
WELLS FARGO & COMPANY/MN
CIK 0000072971
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000072971
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 3:05 PM ET
- Size
- 10.6 KB