4//SEC Filing
NATIONAL PENN BANCSHARES INC 4
Accession 0001127602-15-021942
CIK 0000700733operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 9:32 AM ET
Size
9.0 KB
Accession
0001127602-15-021942
Insider Transaction Report
Form 4
MARTIN CHRISTIAN F IV
Director
Transactions
- Award
Phantom Stock (Deferred Stock)
2015-06-30$11.38/sh+816.037$9,286→ 37,204.055 total→ Common Stock (816.037 underlying)
Holdings
- 399,056.564
Common Stock
- 53,226.948(indirect: By Spouse)
Common Stock
- 5,069(indirect: Daughter)
Common Stock
- 65,004.834(indirect: Subsidiary)
Common Stock
Footnotes (5)
- [F1]Balance includes shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]1 for 1
- [F4]The phantom stock units were accrued under the National Penn Bancshares, Inc. Directors' Fee Plan and are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's termination of service as a director or reaching the age of 65, as elected by such person.
- [F5]Balance includes phantom stock units acquired upon "reinvestment" of dividends accrued on phantom stock units under the Long-Term Incentive Compensation Plan. Because the Company has a dividend reinvestment plan available to substantially all of its shareholders on terms similar to the dividend reinvestment feature of the Long-Term Incentive Compensation Plan, the acquisition of phantom stock units with "reinvested" dividends is exempt from the line item reporting under SEC Rule 16a-11.
Documents
Issuer
NATIONAL PENN BANCSHARES INC
CIK 0000700733
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0000700733
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 9:32 AM ET
- Size
- 9.0 KB