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4//SEC Filing

TOMPKINS FINANCIAL CORP 4

Accession 0001127602-14-033420

$TMPCIK 0001005817operating

Filed

Nov 24, 7:00 PM ET

Accepted

Nov 25, 3:58 PM ET

Size

8.7 KB

Accession

0001127602-14-033420

Insider Transaction Report

Form 4
Period: 2014-11-21
HYLAND ROSEMARY G.
SVP, Human Resources
Transactions
  • Award

    Stock Appreciation Rights (SAR)

    2014-11-21+3,4753,475 total
    Exercise: $49.22Exp: 2024-11-21Common Stock (3,475 underlying)
  • Award

    Common Stock

    2014-11-21+2,3508,716.18 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,320.07
  • Common Stock

    (indirect: By 401(k))
    1,468.46
Footnotes (2)
  • [F1]Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant.
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001005817

Filing Metadata

Form type
4
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 3:58 PM ET
Size
8.7 KB