Home/Filings/4/0001127602-14-030886
4//SEC Filing

TOMPKINS FINANCIAL CORP 4

Accession 0001127602-14-030886

$TMPCIK 0001005817operating

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 10:12 AM ET

Size

14.6 KB

Accession

0001127602-14-030886

Insider Transaction Report

Form 4
Period: 2014-11-03
HYLAND ROSEMARY G.
SVP, Human Resources
Transactions
  • Exercise/Conversion

    Incentive Stock Option (Right to Buy)

    2014-11-032,0001,300 total
    Exercise: $37.28Exp: 2017-11-29Common Stock (2,000 underlying)
  • Tax Payment

    Common Stock

    2014-11-03$50.20/sh1,486$74,5976,315.18 total
  • Exercise/Conversion

    Common Stock

    2014-11-03$38.54/sh+3,630$139,9008,588.18 total
  • Tax Payment

    Common Stock

    2014-11-03$50.20/sh2,787$139,9075,801.18 total
  • Exercise/Conversion

    Incentive Stock Option (Right to Buy)

    2014-11-033,6300 total
    Exercise: $38.54Exp: 2016-01-23Common Stock (3,630 underlying)
  • Exercise/Conversion

    Common Stock

    2014-11-03$37.28/sh+2,000$74,5607,801.18 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,309.16
  • Common Stock

    (indirect: By 401(k))
    1,447.2
Footnotes (2)
  • [F1]Includes shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
  • [F2]The stock option becomes exercisable in six annual installments commencing two years after the date of grant.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001005817

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 10:12 AM ET
Size
14.6 KB