4//SEC Filing
ASHLAND INC. 4
Accession 0001127602-13-031817
CIK 0001305014operating
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 7:52 PM ET
Size
12.9 KB
Accession
0001127602-13-031817
Insider Transaction Report
Form 4
ASHLAND INC.ASH
Panichella John E
Vice President
Transactions
- Award
Stock Appreciation Right
2013-11-13$89.69/sh+7,300$654,737→ 7,300 totalExercise: $89.86From: 2014-11-13Exp: 2023-12-13→ Common Stock (7,300 underlying) - Award
Restricted Stock
2013-11-13$89.69/sh+2,000$179,380→ 2,000 total - Award
Common Stock
2013-11-13+6,685→ 22,223 total - Tax Payment
Common Stock
2013-11-13$89.69/sh−2,314$207,543→ 19,909 total
Holdings
- 401(indirect: By 401(k))
Common Stock
- 5,550
Stock Appreciation Right
Exercise: $55.56From: 2012-12-02Exp: 2022-01-02→ Common Stock (5,550 underlying)
Footnotes (6)
- [F1]Grant of Restricted Common Stock, pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 1/3 after the first year, the next 1/3 after the second year and the remaining 1/3 the third year.
- [F2]Ashland Common Stock acquired upon settlement of LTIP award pursuant to the 2006 Ashland Inc. Incentive Plan and exempt under Rule 16b-3(d).
- [F3]Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 2.
- [F4]Based on Employee Savings Plan information as of October 31, 2013, the latest date for which such information is reasonably available.
- [F5]Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
- [F6]Due to a recordkeeping error, 100 Stock Appreciation Rights ("SARs") were omitted on the reporting person's Form 4 filed on 12-6-11. The 11,000 SARs reported at that time should have been reported as 11,100 SARs.
Documents
Issuer
ASHLAND INC.
CIK 0001305014
Entity typeoperating
IncorporatedKY
Related Parties
1- filerCIK 0001305014
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 7:52 PM ET
- Size
- 12.9 KB