JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Oct 9, 2013
Insider Transaction Report
Form 4
OKARMA JEROME D
VP, Secretary & Gen. Counsel
Transactions
- Disposition to Issuer
Common Stock
2013-10-07$40.74/sh−6,804.237$277,205→ 6,106 total - Exercise/Conversion
Common Stock
2013-10-07$40.74/sh+6,804.237$277,205→ 12,910.237 total - Disposition to Issuer
Phantom Stock Units - Restricted Stock Plan
2013-10-07$40.74/sh−6,804.237$277,205→ 40,155.973 total→ Common Stock (6,804.237 underlying)
Footnotes (3)
- [F1]Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
- [F2]The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
- [F3]Includes 718.193 phantom stock units acquired through the reinvestment of dividends on April 2, July 2 and October 2, 2013 at prices ranging from $34.21 to $41.47 per phantom stock unit.