Home/Filings/4/0001127602-13-027047
4//SEC Filing

BMC SOFTWARE INC 4

Accession 0001127602-13-027047

CIK 0000835729operating

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 1:31 PM ET

Size

23.4 KB

Accession

0001127602-13-027047

Insider Transaction Report

Form 4
Period: 2013-09-10
Goddard David Stephen Jr
Senior VP, Business Operations
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-09-106,7710 total
    Exercise: $39.30Exp: 2014-06-06Common Stock (6,771 underlying)
  • Disposition to Issuer

    Common Stock

    2013-09-10$46.25/sh90,342$4,178,3180 total
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-1011,4900 total
    Common Stock (11,490 underlying)
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-1016,0250 total
    Common Stock (16,025 underlying)
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-104,2480 total
    Common Stock (4,248 underlying)
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-1011,5340 total
    Common Stock (11,534 underlying)
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-104,4620 total
    Exercise: $0.00Common Stock (4,462 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-09-1059,0000 total
    Exercise: $26.65Exp: 2014-11-04Common Stock (59,000 underlying)
Footnotes (10)
  • [F1]Stock option award under the BMC Software, Inc. 2007 Incentive Plan.
  • [F10]Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date; provided, that any unvested MSUs after two years rollover and are eligible to vest after three years.
  • [F2]The stock options vest monthly over four years from grant date of 6/6/2008.
  • [F3]These options were cancelled in the merger in exchange for a cash payment equal to the product of (a) the number of shares of common stock covered by the option multiplied by (b) the difference between the merger consideration of $46.25 per share and the exercise price of the option.
  • [F4]Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date.
  • [F5]These performance-based market stock units were fully vested at the effective time of the merger and cancelled in exchange for a cash payment equal to the product of the number of stock units multiplied by the merger consideration of $46.25 per share.
  • [F6]Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date.
  • [F7]Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date.
  • [F8]Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date.
  • [F9]Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date; provided, that any unvested MSUs after two years rollover and are eligible to vest after three years.

Issuer

BMC SOFTWARE INC

CIK 0000835729

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000835729

Filing Metadata

Form type
4
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 1:31 PM ET
Size
23.4 KB