4//SEC Filing
APPLIED MATERIALS INC /DE 4
Accession 0001127602-13-026014
$AMATCIK 0000006951operating
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 5:29 PM ET
Size
13.3 KB
Accession
0001127602-13-026014
Insider Transaction Report
Form 4
Humiston Mary E
Corp. VP, Global HR
Transactions
- Sale
Common Stock
2013-08-22$15.67/sh−72,173$1,130,951→ 621,363 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-22−45,000→ 0 totalExercise: $8.58From: 2010-04-01Exp: 2014-03-09→ Common Stock (45,000 underlying) - Exercise/Conversion
Common Stock
2013-08-22$8.58/sh+45,000$386,100→ 738,536 total - Sale
Common Stock
2013-08-22$15.65/sh−45,000$704,250→ 693,536 total - Sale
Common Stock
2013-08-23$15.67/sh−2,827$44,299→ 618,536 total
Footnotes (4)
- [F1]Number of shares includes 529,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (b) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (c) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (d) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.61 to $15.69, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $15.70, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
- [F4]Shares became exercisable in three equal annual installments beginning on April 1, 2010.
Documents
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeoperating
IncorporatedDC
Related Parties
1- filerCIK 0000006951
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 5:29 PM ET
- Size
- 13.3 KB