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4//SEC Filing

LEUCK RICHARD C 4

Accession 0001127602-13-015758

CIK 0001025835other
View on SEC.govCompany Profile

Filed

May 5, 8:00 PM ET

Accepted

May 6, 4:22 PM ET

Size

14.1 KB

Accession

0001127602-13-015758

Insider Transaction Report

Form 4
Period: 2013-05-03
ENTERPRISE FINANCIAL SERVICES CORPEFSC
LEUCK RICHARD C
Regional President
Transactions
  • Exercise/Conversion

    Common Stock

    2013-05-03$13.40/sh+5,000$67,000→ 9,187 total
  • Sale

    Common Stock

    2013-05-03$14.40/sh−5,000$72,000→ 4,187 total
  • Exercise/Conversion

    Incentive Stock Option (Right to Buy)

    2013-05-03−5,000→ 0 total
    Exercise: $13.40From: 2003-05-13Exp: 2013-05-13→ Common Stock (5,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    34,149

  • Common Stock

    (indirect: By IRA)
    7,000

  • Common Stock

    (indirect: By Trust)
    9,500

  • Stock Settled Stock Appreciation Rights

    Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    18,664

  • Restricted Share Units

    → Common Stock (7,194 underlying)
    7,194
Footnotes (4)
  • [F1]These shares are held jointly with spouse.
  • [F2]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  • [F3]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
  • [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.

Documents

1 file

Issuer

ENTERPRISE FINANCIAL SERVICES CORP

CIK 0001025835

→
Entity typeother

Related Parties

1
  • filerCIK 0001186811

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:22 PM ET
Size
14.1 KB
View on SEC.gov