Home/Filings/4/0001127602-13-005695
4//SEC Filing

JANUS CAPITAL GROUP INC 4

Accession 0001127602-13-005695

CIK 0001065865operating

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 7:21 PM ET

Size

14.4 KB

Accession

0001127602-13-005695

Insider Transaction Report

Form 4
Period: 2013-02-08
BEERY ROBIN C
EVP, Chief Marketing Officer
Transactions
  • Award

    Common Stock

    2013-02-08+65,507287,602 total
Holdings
  • Common Stock

    (indirect: Held By ESOP)
    9,822.749
  • Stock Option (Right to Buy) And Lsar

    Exercise: $16.24From: 2007-01-02Exp: 2014-02-03Common Stock (1 underlying)
    1
  • Stock Options (Right to Buy)

    Exercise: $11.78Exp: 2017-02-05Common Stock (18,992 underlying)
    18,992
  • Stock Options (Right to Buy)

    Exercise: $21.57From: 2009-02-02Exp: 2013-02-12Common Stock (27,380 underlying)
    27,380
  • Stock Options (Right to Buy)

    Exercise: $27.54From: 2011-02-01Exp: 2015-01-31Common Stock (21,208 underlying)
    21,208
  • Stock Options (Right to Buy)

    Exercise: $27.54From: 2012-02-01Exp: 2015-01-31Common Stock (99,801 underlying)
    99,801
  • Stock Options (Right to Buy)

    Exercise: $5.32From: 2013-02-01Exp: 2016-01-30Common Stock (14,264 underlying)
    14,264
  • Stock Options (Right to Buy)

    Exercise: $21.01From: 2011-02-01Exp: 2014-02-01Common Stock (26,610 underlying)
    26,610
Footnotes (2)
  • [F1]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs that were unvested as of January 1, 2005 have been terminated.
  • [F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001065865

Filing Metadata

Form type
4
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 7:21 PM ET
Size
14.4 KB