Home/Filings/5/0001127602-12-005830
5//SEC Filing

SALM THOMAS R 5

Accession 0001127602-12-005830

CIK 0001005817other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 3:31 PM ET

Size

8.2 KB

Accession

0001127602-12-005830

Insider Transaction Report

Form 5
Period: 2011-12-31
Transactions
  • Small Acquisition

    Common Stock

    2011-12-31+441,268 total(indirect: By Spouse)
  • Small Acquisition

    Phantom Stock

    2011-12-31+646,969 total
    Common Stock (64 underlying)
Holdings
  • Common Stock

    3,836
Footnotes (3)
  • [F1]Shares acquired through reinvestment of quarterly cash dividends.
  • [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
  • [F3]Includes 3,836 shares of TMP stock held in the reporting person's IRA that were previously reported as "Common Stock - IRA".

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001074518

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 3:31 PM ET
Size
8.2 KB