Home/Filings/5/0001127602-12-005646
5//SEC Filing

HOWARD ROBERT L 5

Accession 0001127602-12-005646

CIK 0000007332other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 9:39 PM ET

Size

23.4 KB

Accession

0001127602-12-005646

Insider Transaction Report

Form 5
Period: 2011-12-31
Transactions
  • Other

    Common Stock

    2010-02-0922,5000 total(indirect: By Trust)
  • Other

    Common Stock

    2010-02-09+22,50095,800 total
  • Other

    Common Stock

    2010-02-0922,5000 total(indirect: By Trust)
  • Other

    Common Stock

    2010-02-09+22,50095,800 total
  • Other

    Common Stock

    2011-03-3145,00095,800 total
  • Other

    Common Stock

    2011-03-31+45,00045,000 total(indirect: By Partnership)
Holdings
  • Stock Options (Right to Buy)

    Exercise: $30.68From: 2009-12-11Exp: 2015-12-11Common Stock (5,270 underlying)
    5,270
  • Stock Options (Right to Buy)

    Exercise: $36.87From: 2012-12-08Exp: 2018-12-08Common Stock (4,450 underlying)
    4,450
  • Common Stock

    (indirect: By Trust)
    7,965
  • Common Stock

    (indirect: By Trust)
    7,305
  • Stock Options (Right to Buy)

    Exercise: $3.10From: 2004-12-31Exp: 2013-12-31Common Stock (64,000 underlying)
    64,000
  • Stock Options (Right to Buy)

    Exercise: $20.34From: 2007-12-11Exp: 2013-12-11Common Stock (6,000 underlying)
    6,000
  • Stock Options (Right to Buy)

    Exercise: $27.18From: 2008-12-13Exp: 2014-12-13Common Stock (6,000 underlying)
    6,000
  • Stock Options (Right to Buy)

    Exercise: $36.22From: 2011-12-09Exp: 2017-12-09Common Stock (4,550 underlying)
    4,550
  • Stock Options (Right to Buy)

    Exercise: $40.73From: 2010-12-10Exp: 2016-12-10Common Stock (3,960 underlying)
    3,960
Footnotes (3)
  • [F1]On February 9, 2010, 22,500 shares of stock held in the Helen C. Howard GRAT (the "HCH GRAT") were transferred out of the HCH GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
  • [F2]On February 9, 2010, 22,500 shares of stock held in the Robert L. Howard GRAT (the "RLH GRAT") were transferred out of the RLH GRAT and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
  • [F3]On March 31, 2011, the reporting person transferred 45,000 shares of Southwestern Energy Company stock into a Family Limited Partnership (the "2011 FLP"). The reporting person controls the general partner of the 2011 FLP and therefore, has indirect beneficial ownership of the transferred shares.

Issuer

SOUTHWESTERN ENERGY CO

CIK 0000007332

Entity typeother

Related Parties

1
  • filerCIK 0001103807

Filing Metadata

Form type
5
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 9:39 PM ET
Size
23.4 KB