4//SEC Filing
Boward Kenneth R. 4
Accession 0001127602-11-029695
CIK 0001520744other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 8:43 PM ET
Size
22.1 KB
Accession
0001127602-11-029695
Insider Transaction Report
Form 4
Boward Kenneth R.
Sr VP Finance, Corp Controller
Transactions
- Award
Common Stock, Par Value $0.01 Per Share
2011-11-11+11,256→ 17,018 total - Award
Stock Option (Right to Buy)
2011-11-11$14.23/sh+6,335$90,147→ 6,335 totalExercise: $14.23Exp: 2019-03-02→ Common Stock (6,335 underlying) - Award
Stock Option (Right to Buy)
2011-11-11$13.77/sh+9,537$131,324→ 9,537 totalExercise: $13.77Exp: 2020-03-01→ Common Stock (9,537 underlying) - Award
Stock Option (Right to Buy)
2011-11-11$15.33/sh+7,715$118,271→ 7,715 totalExercise: $15.33Exp: 2021-02-28→ Common Stock (7,715 underlying) - Award
Stock Option (Right to Buy)
2011-11-11$15.52/sh+12,726$197,508→ 12,726 totalExercise: $15.52Exp: 2021-11-11→ Common Stock (12,726 underlying) - Award
Common Stock, Par Value $0.01 Per Share
2011-11-11+2,408→ 19,426 total - Award
Stock Option (Right to Buy)
2011-11-11$14.32/sh+6,335$90,717→ 6,335 totalExercise: $14.32Exp: 2017-03-05→ Common Stock (6,335 underlying) - Award
Stock Option (Right to Buy)
2011-11-11$16.83/sh+6,335$106,618→ 6,335 totalExercise: $16.83Exp: 2018-03-03→ Common Stock (6,335 underlying)
Holdings
- 130(indirect: By 401(k))
Common Stock, Par Value $0.01 Per Share
Footnotes (12)
- [F1]Reflects automatic adjustments to outstanding share awards, made pursuant to the Employee Matters Agreement ("Employee Matters Agreement") between Lumos Networks Corp. ("Lumos") and NTELOS Holdings Corp. ("NTELOS") and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and subsequent spin off of Lumos that occurred on October 31, 2011.
- [F10]2,383 options fully vested and exercisable; one third of the remaining balance vests on March 1 on each of the years 2012 - 2014.
- [F11]Vests 25% on February 28 in each of the years 2012 - 2015.
- [F12]Vests 25% on November 11 in each of the years 2012 - 2015.
- [F2]Balance reflects receipt of stock distribution by NTELOS on October 31, 2011 and automatic adjustments to outstanding share awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and subsequent spin off of Lumos that occurred on October 31, 2011.
- [F3]Restricted stock cliff vests on November 11, 2014.
- [F4]Balance reflects receipt of stock distribution by NTELOS on October 31, 2011 in connection with spin off of Lumos.
- [F5]Exercise Price reflects automatic adjustment to outstanding option awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and spin off of Lumos that occurred on October 31, 2011.
- [F6]Number of options reflects automatic adjustment to outstanding option awards, made pursuant to the Employee Matters Agreement and approved by the Compensation Committee on November 11, 2011, to account for 2-for-1 reverse stock split by NTELOS and spin off of Lumos that occurred on October 31, 2011.
- [F7]Option fully vested and currently exercisable.
- [F8]4,751 options fully vested and exercisable; 1,584 options to vest on March 3, 2012.
- [F9]3,167 shares fully vested and exercisable; 1,584 shares vest on each of March 2, 2012 and 2013.
Documents
Issuer
Lumos Networks Corp.
CIK 0001520744
Entity typeother
Related Parties
1- filerCIK 0001530875
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 8:43 PM ET
- Size
- 22.1 KB