4//SEC Filing
Roberts James F 4
Accession 0001127602-11-010700
CIK 0001301063other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:04 PM ET
Size
19.0 KB
Accession
0001127602-11-010700
Insider Transaction Report
Form 4
Roberts James F
Director
Transactions
- Exercise/Conversion
Common Stock
2011-03-16+38,643→ 164,453 total - Sale
Common Stock
2011-03-16$52.50/sh−11,079$581,670→ 272,530 total - Exercise/Conversion
Non-qualified Stock Options (Right to Buy)
2011-03-16−38,643→ 0 totalExercise: $4.50Exp: 2014-08-10→ Common Stock (38,643 underlying) - Exercise/Conversion
Common Stock
2011-03-16+119,156→ 283,609 total - Exercise/Conversion
Non-qualified Stock Options (Right to Buy)
2011-03-16−119,156→ 30,000 totalExercise: $7.87Exp: 2014-08-10→ Common Stock (119,156 underlying) - Sale
Common Stock
2011-03-16$55.00/sh−41,956$2,307,685→ 100,810 total - Sale
Common Stock
2011-03-16$53.45/sh−76,173$4,071,744→ 196,357 total - Sale
Common Stock
2011-03-16$54.25/sh−53,591$2,907,451→ 142,766 total
Footnotes (7)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2011.
- [F2]Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $51.88 to $52.88. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
- [F3]Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $52.89 to $53.89. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
- [F4]Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $53.90 to $54.90. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
- [F5]Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $54.91 to $55.09. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
- [F6]The 300,842 shares of common stock originally subject to this option were set to vest in five equal installments beginning on December 31, 2004. Pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.), the Compensation Committee approved the accelerated vesting of 88,643 options with a conversion price of $4.50.
- [F7]The 782,189 shares of common stock originally subject to this option were set to vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation Committee approved the vesting of 10 percent of the options effective December 31, 2004, 30 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009.
Documents
Issuer
Alpha Natural Resources, Inc.
CIK 0001301063
Entity typeother
Related Parties
1- filerCIK 0001305735
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 4:04 PM ET
- Size
- 19.0 KB