Rooney Kathleen M 5
5 · TOMPKINS FINANCIAL CORP · Filed Feb 15, 2011
Insider Transaction Report
Form 5
Rooney Kathleen M
EVP, Corp Marketing Officer
Transactions
- Small Acquisition
Common Stock - 401k/esop
2010-12-03+386.3→ 1,329 total - Small Acquisition
Common Stock Drip
2010-12-03+9.4→ 280 total
Holdings
- 10,846
Incentive Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (10,846 underlying) - 154
Non-qualified Stock Option (Right to Buy)
Exercise: $37.27Exp: 2017-11-29→ Common Stock (154 underlying) - 4,840
Incentive Stock Option (Right to Buy)
Exercise: $38.54Exp: 2016-01-23→ Common Stock (4,840 underlying) - 3,352
Incentive Stock Option (Right to Buy)
Exercise: $33.93Exp: 2014-06-28→ Common Stock (3,352 underlying) - 11,000
Stock Appreciation Rights (SAR)
Exercise: $41.71Exp: 2019-09-17→ Common Stock (11,000 underlying)
Footnotes (5)
- [F1]Shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
- [F2]Shares acquired through reinvestment of quarterly cash dividends.
- [F3]The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
- [F4]The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.
- [F5]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. They become exercisable in six annual installments commencing two years after the grant date, and when exercised, SARs will be settled in Common Stock of the Company.