5//SEC Filing
GATES REEDER D 5
Accession 0001127602-11-005500
CIK 0001005817other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 9:20 AM ET
Size
11.9 KB
Accession
0001127602-11-005500
Insider Transaction Report
Form 5
GATES REEDER D
Director
Transactions
- Small Acquisition
Common Stock Drip
2010-11-15+240.4→ 5,150 total(indirect: By Trust) - Small Acquisition
Common Stock Drip
2010-11-15+337.5→ 10,166 total
Holdings
- 500
7% Convertible Trust Preferred - IRA
From: 2019-04-15Exp: 2039-03-31→ Common Stock (12,091.8 underlying) - 3,201(indirect: By Spouse)
Common Stock
- 1,298
Common Stock
- 110,587
Common Stock - Ira
- 500(indirect: By Spouse)
7% Convertible Trust Preferred - Spouse's IRA
From: 2019-04-15Exp: 2039-03-31→ Common Stock (12,091.8 underlying)
Footnotes (3)
- [F1]Shares acquired through deferral of retainer and/or meeting attendance fees, and reinvestment of quarterly cash dividends.
- [F2]Shares acquired through reinvestment of quarterly cash dividends.
- [F3]The Trust Preferred Securities were issued by Tompkins Capital Trust I, all of the common securities of which are owned by Tompkins Financial Corporation (TMP). The Trust Preferred Securities are convertible, at any time on or after April 15, 2019, into TMP Common Stock at a price of $41.35 per share or, if higher, the average of the closing prices of TMP Common Stock on the trading days in the calendar quarter preceding the date of conversion. The amount set out in Item #7 above uses the $41.35 conversion price.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001074523
Filing Metadata
- Form type
- 5
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 9:20 AM ET
- Size
- 11.9 KB