PRINCIPAL FINANCIAL GROUP INC·4

Mar 31, 4:09 PM ET

Kay Kathleen B 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Mar 31, 2026

Research Summary

AI-generated summary of this filing

Updated

Principal Financial (PFG) EVP Kay Kathleen B Receives 469 RSUs

What Happened
Kay Kathleen B, EVP — Chief Information Officer at Principal Financial Group (PFG), received an award of 469 restricted stock units (RSUs) on March 27, 2026. The Form 4 reports the acquisition as 469 shares at $0.00 (code A — award/grant). RSUs are compensation awards that convert to actual shares if and when vesting conditions are met.

Key Details

  • Transaction date: 2026-03-27; Filing date (Accession): 2026-03-31 (filed within required period).
  • Reported transaction: 469 shares @ $0.00 (award/grant; Form 4 code A).
  • Footnote F1: Grant of restricted stock units.
  • Shares owned after the transaction: not specified in the supplied filing.
  • Timeliness: Filing appears timely (filed by March 31 for a March 27 transaction).

Context
This was an equity compensation grant (RSUs), a routine form of executive pay, not an open-market purchase or sale. The $0.00 in the filing reflects that these were granted awards; actual economic value depends on future vesting and the stock price at vesting. Such grants are common and do not by themselves indicate buying or selling sentiment.

Insider Transaction Report

Form 4
Period: 2026-03-27
Kay Kathleen B
EVP-Chief Information Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-03-27+46943,902 total
Footnotes (1)
  • [F1]Grant of restricted stock units.
Signature
Chris Agbe-Davies as Attorney-in-Fact|2026-03-31

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES