MATHRANI ARJUN K 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 6, 2011
Insider Transaction Report
Form 4
MATHRANI ARJUN K
Director
Transactions
- Award
Common Stock
2011-12-02+603→ 21,523 total - Award
Phantom Stock Units
2011-12-02$24.30/sh+288.2$7,003→ 10,293.8 total→ Common Stock (288.2 underlying)
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]Security converts to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.