4//SEC Filing
JOHNSON CHAD ALLEN 4
Accession 0001126234-21-000079
CIK 0001126234other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 6:35 PM ET
Size
8.1 KB
Accession
0001126234-21-000079
Insider Transaction Report
Form 4
LUMOS PHARMA, INC.(LUMO)
JOHNSON CHAD ALLEN
Director
Transactions
- Award
Common Stock
2021-05-20+367→ 1,076 total - Award
Stock Option (Right to Buy)
2021-05-20+2,910→ 2,910 totalExercise: $10.36Exp: 2031-05-19→ Common Stock (2,910 underlying)
Footnotes (3)
- [F1]Represents shares issued as restricted stock units ("RSUs") under the Issuer's 2010 Non-Employee Director Stock Award Plan (the "Plan") that were received as an award, for no consideration. The RSUs vest in a single installment on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the first Annual Meeting following the date of grant, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F2]Includes 473 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of two successive annual installments with the next installment occurring on April 3, 2022, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F3]Grant to the Reporting Person of a nonstatutory stock option under the Plan. One hundred percent (100%) of the shares shall vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the first Annual Meeting following the date of grant, in each case subject to the Reporting Person's continuous service as of such date. The option expires ten years after the date of grant.
Documents
Issuer
LUMOS PHARMA, INC.
CIK 0001126234
Entity typeother
Related Parties
1- filerCIK 0001734108
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 6:35 PM ET
- Size
- 8.1 KB