Home/Filings/4/0001126234-20-000060
4//SEC Filing

Cunningham Emmett 4

Accession 0001126234-20-000060

CIK 0001126234other

Filed

Apr 6, 8:00 PM ET

Accepted

Apr 7, 5:57 PM ET

Size

7.6 KB

Accession

0001126234-20-000060

Insider Transaction Report

Form 4
Period: 2020-04-03
Transactions
  • Award

    Common Stock

    2020-04-03+709709 total
  • Award

    Stock Option (Right to Buy)

    2020-04-03+5,6845,684 total
    Exercise: $7.78Exp: 2030-04-02Common Stock (5,684 underlying)
Footnotes (2)
  • [F1]Represents shares issued as restricted stock units ("RSUs") under the Issuer's 2010 Non-Employee Director Stock Award Plan (the "Plan") that were received as an award, for no consideration. The RSUs vest in a series of three successive annual installments beginning on April 3, 2021, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
  • [F2]Grant to the Reporting Person of a nonstatutory stock option under the Plan. One-third of the shares vest on the one-year anniversary of the grant date and the remaining two-thirds of the shares vest in a series of 24 successive equal monthly installments thereafter, subject to the Reporting Persons's continuous service as of such dates. The option expires ten years after the date of grant, unless it expires sooner pursuant to the terms of the Plan.

Issuer

LUMOS PHARMA, INC.

CIK 0001126234

Entity typeother

Related Parties

1
  • filerCIK 0001710382

Filing Metadata

Form type
4
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 5:57 PM ET
Size
7.6 KB