Home/Filings/4/0001126234-20-000045
4//SEC Filing

Kennedy Eugene P. 4

Accession 0001126234-20-000045

CIK 0001126234other

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 6:21 PM ET

Size

7.7 KB

Accession

0001126234-20-000045

Insider Transaction Report

Form 4
Period: 2020-04-01
Kennedy Eugene P.
Chief Medical Officer
Transactions
  • Award

    Common Stock

    2020-04-01+9,00010,484 total
  • Award

    Stock Option (Right to Buy)

    2020-04-01+45,00045,000 total
    Exercise: $7.87Exp: 2030-03-31Common Stock (45,000 underlying)
Footnotes (2)
  • [F1]Represents shares issued as restricted stock units ("RSUs") under the Issuer's 2009 Equity Incentive Plan, as amended, (the "Plan") that were received as an award, for no consideration. The RSUs vest in a series of four successive annual installments beginning on April 1, 2021, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
  • [F2]Grant to the Reporting Person of a stock option under the Plan. The option vests and becomes exercisable in a series of 48 successive equal monthly installments beginning on May 1, 2020, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. The option expires ten years after the date of grant.

Issuer

LUMOS PHARMA, INC.

CIK 0001126234

Entity typeother

Related Parties

1
  • filerCIK 0001721685

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 6:21 PM ET
Size
7.7 KB