J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP 3

3 · CORGENTECH INC · Filed Feb 11, 2004

Form 3

Period: 2004-02-11

10% Owner

Holdings

Series C Preferred Stock Warrant (Right to buy)
Exercise: $7.40From: 2004-02-11→ Series C Preferred Stock (362,267 underlying)
Series C Preferred Stock
From: 2004-02-11→ Common Stock (2,791,207 underlying)
Option (Right to buy)
(indirect: See footnote)
Exercise: $1.20Exp: 2013-10-13→ Common Stock (40,000 underlying)
Series B-1 Preferred Stock
From: 2004-02-11→ Common Stock (69,444 underlying)

Footnotes (8)

[F1]These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months.
[F2]The Series B-1 and Series C Preferred Stock are immediately exercisable. It has no expiration date. These shares will automatically convert into Common Stock of the Issuer upon the close of the Issuer's initial public offering.
[F3]These shares are convertible on a one for one basis.
[F4]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.
[F5]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.
[F6]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").
[F7]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").
[F8]The Series C Preferred Stock Warrant will terminate upon the close of the Issuer's initial public offering.

Documents

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