AMES RICHARD D 4
4 · CARNIVAL PLC · Filed Jan 21, 2005
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
AMES RICHARD D
Sr. Vice President
Transactions
- Sale
Trust Shares (beneficial interest in special voting share)
2005-01-21$57.54/sh−4,600$264,684→ 7,807.571 total - Sale
Trust Shares (beneficial interest in special voting share)
2005-01-21$57.60/sh−1,100$63,360→ 2,507.571 total - Exercise/Conversion
Trust Shares (beneficial interest in special voting share)
2005-01-21$26.41/sh+12,000$316,874→ 12,407.571 total - Exercise/Conversion
Stock Option (Right to Buy)
2005-01-21−12,000→ 0 totalExercise: $26.41From: 2003-01-12Exp: 2008-01-12→ Trust Shares (beneficial interest in special voting share) (12,000 underlying) - Sale
Trust Shares (beneficial interest in special voting share)
2005-01-21$57.56/sh−300$17,268→ 7,507.571 total - Sale
Trust Shares (beneficial interest in special voting share)
2005-01-21$57.59/sh−1,700$97,903→ 3,607.571 total - Sale
Trust Shares (beneficial interest in special voting share)
2005-01-21$57.58/sh−2,200$126,676→ 5,307.571 total - Sale
Trust Shares (beneficial interest in special voting share)
2005-01-21$57.61/sh−500$28,805→ 2,007.571 total - Sale
Trust Shares (beneficial interest in special voting share)
2005-01-21$57.62/sh−100$5,762→ 1,907.571 total - Sale
Trust Shares (beneficial interest in special voting share)
2005-01-21$57.64/sh−1,500$86,460→ 407.571 total
Footnotes (2)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.