CIENA CORP·4

Mar 24, 7:13 PM ET

Kosaraju Sheela 4

4 · CIENA CORP · Filed Mar 24, 2026

Research Summary

AI-generated summary of this filing

Updated

Ciena (CIEN) SVP Sheela Kosaraju Sells Shares to Cover Taxes

What Happened
Sheela Kosaraju, Senior Vice President and General Counsel of Ciena (CIEN), had a total of 2,012 shares withheld to cover tax liabilities related to restricted stock/unit vesting. The withholding dispositions occurred on March 20, 2026, at $383.89 per share, generating approximately $772,386 in aggregate value. These transactions are tax-withholding dispositions (Code F), not open-market sales initiated by the insider.

Key Details

  • Transaction date: March 20, 2026; Filing date: March 24, 2026 (filed within the required two business days).
  • Breakdown by lot:
    • 164 shares @ $383.89 = $62,958
    • 728 shares @ $383.89 = $279,472
    • 578 shares @ $383.89 = $221,888
    • 344 shares @ $383.89 = $132,058
    • 198 shares @ $383.89 = $76,010
    • Total: 2,012 shares, ≈ $772,386
  • Shares owned after the transaction: not specified in this filing.
  • Notable footnotes: shares were withheld to satisfy tax liabilities tied to multiple RSU award agreements (dated 12/13/2022; 2/1/2023; 12/12/2023; 12/17/2024; 12/16/2025). Footnote F2 indicates the reported shares include unvested RSUs and PSUs. Prior acquisitions for these awards were reported on earlier Forms 3/4 as noted in the filing.

Context
Code F (tax withholding) indicates a routine, compensation-related disposition: shares are surrendered/withheld at vesting to cover tax obligations. This is common for RSU/PSU vesting and does not by itself signal the insider’s view of the stock—unlike voluntary open-market sales or purchases. The reporting person is an executive (SVP & General Counsel), not a disclosed 10% owner.

Insider Transaction Report

Form 4
Period: 2026-03-20
Kosaraju Sheela
SVP and General Counsel
Transactions
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-03-20$383.89/sh164$62,95895,967 total
  • Tax Payment

    Common Stock

    [F3][F2]
    2026-03-20$383.89/sh728$279,47295,239 total
  • Tax Payment

    Common Stock

    [F4][F2]
    2026-03-20$383.89/sh578$221,88894,661 total
  • Tax Payment

    Common Stock

    [F5][F2]
    2026-03-20$383.89/sh344$132,05894,317 total
  • Tax Payment

    Common Stock

    [F6][F2]
    2026-03-20$383.89/sh198$76,01094,119 total
Footnotes (6)
  • [F1]Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 2/3/2023.
  • [F2]Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
  • [F3]Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.
  • [F4]Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
  • [F5]Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
  • [F6]Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Signature
By: Michelle Rankin For: Sheela Kosaraju|2026-03-24

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES