SERVICESOURCE INTERNATIONAL, INC. 4
4 · SERVICESOURCE INTERNATIONAL, INC. · Filed May 19, 2017
Insider Transaction Report
Form 4
Reynolds Barry D.
Director
Transactions
- Other
Common Stock
2017-05-18+13,591→ 2,794,261 total(indirect: By Housatonic Equity Investors IV, LP) - Award
Common Stock
2017-05-17+35,251→ 68,565 total - Other
Common Stock
2017-05-18−33,314→ 35,251 total - Other
Common Stock
2017-05-18+19,096→ 3,926,205 total(indirect: By Housatonic Micro Fund SBIC, LP) - Other
Common Stock
2017-05-18+627→ 128,815 total(indirect: By Housatonic Equity Affiliates IV, LP)
Footnotes (6)
- [F1]The reported shares are represented by restricted stock units, or RSUs. All of the RSUs vest on May 15, 2018.
- [F2]Pursuant to the policies of Housatonic Partners, the Reporting Person is deemed to hold the reported securities for the benefit of Housatonic Equity Investors IV, L.P. ("HEI IV"), Housatonic Equity Affiliates IV, L.P. ("HEA IV") and Housatonic Micro Fund SBIC, L.P. ("HMF SBIC"). Accordingly, HEI IV, HEA IV and HMF SBIC may be deemed the indirect beneficial owners of the securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
- [F3]Represents the transfer of shares received by the Reporting Person upon the vesting and settlement of RSUs granted to the Reporting Person for service on the issuer's board of directors on June 7, 2016, for no additional consideration, as follows: 13,591 shares to HEI IV; 627 shares to HEA IV; and 19,096 shares to HMF SBIC. Pursuant to the policies of Housatonic Partners, the Reporting Person was deemed to hold these securities for the benefit of HEI IV, HEA IV and HMF SBIC.
- [F4]The securities are owned by HMF SBIC. The Reporting Person is Manager of Housatonic Micro Partners SBIC, L.L.C. which serves as the general partner of HMF SBIC. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HMF SBIC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
- [F5]The securities are owned by HEI IV. The Reporting Person is a Manager of Housatonic Equity Partners IV, L.L.C. ("HEP IV") which serves as the general partner of HEI IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEI IV. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his proportionate pecuniary interest therein.
- [F6]The securities are owned by HEA IV. The Reporting Person is a Manager of HEP IV which serves as the general partner of HEA IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEA IV. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.