4//SEC Filing
HAMMOND ROBERT B 4
Accession 0001114331-19-000008
CIK 0001579910other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 7:28 PM ET
Size
16.8 KB
Accession
0001114331-19-000008
Insider Transaction Report
Form 4
Resonant IncRESN
HAMMOND ROBERT B
DirectorChief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2019-12-02+11,250→ 484,965 total - Exercise/Conversion
Common Stock
2019-12-02+8,075→ 501,723 total - Exercise/Conversion
Restricted Stock Units
2019-12-02−11,250→ 11,250 total→ Common Stock (11,250 underlying) - Exercise/Conversion
Common Stock
2019-12-02+8,683→ 493,648 total - Sale
Common Stock
2019-12-03$2.07/sh−10,340$21,382→ 491,383 total - Exercise/Conversion
Restricted Stock Units
2019-12-02−8,683→ 17,366 total→ Common Stock (8,683 underlying) - Exercise/Conversion
Restricted Stock Units
2019-12-02−8,075→ 24,225 total→ Common Stock (8,075 underlying)
Footnotes (6)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $2.05 to $2.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]11,250 restricted stock units vested on each of December 1, 2017, December 1, 2018 and December 2, 2019, and an installment of 11,250 restricted stock units will vest on December 1, 2020.
- [F5]8,683 restricted stock units vested on each of December 1, 2018 and December 2, 2019, and installments of 8,683 restricted stock units will vest on each of December 1, 2020 and December 1, 2021.
- [F6]8,075 restricted stock units vested on December 2, 2019, and installments of 8,075 restricted stock units will vest on each of December 1, 2020, December 1, 2021 and December 1, 2022.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001114331
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 7:28 PM ET
- Size
- 16.8 KB