13F-HR 1 thirteenfhr.txt THIRTEENFHR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2006 ---------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 033 Asset Management, LLC Address: 125 High Street Boston, Massachusetts 02110 Form 13F File Number: 28-06432 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence Longo Title: Chief Operating Officer Phone: (617) 371-2015 Signature, Place, and Date of Signing: /s/ Lawrence Longo Boston, Massachusetts November 10, 2006 ------------------------ --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 26 ------------- Form 13F Information Table Value Total: $96,761 ------------- (thousands) List of Other Included Managers: {None} 2

~~SHRS~~TITLE ~~PRN~~SHARES ~~OR AMT VOTING SH/~~PRN VALUE INVESTMENT OTHER ~~AUTHORITY~~VOTING CUSIP NAME OF ISSUER ~~PUT/CALL~~OF ~~VALUE~~CLASS OR AMT (Xx$1000) DISCRETION MANAGERS ~~SOLE~~AUTHORITY ~~004329108~~SH/PRN ~~ACCESS~~SOLE ~~INTEGRATED~~PUT/CALL ~~TECHNOLGIES~~00511R870 ACUSPHERE INC COMMON STOCK 80655,~~400~~324 ~~313~~2,366 SOLE N/A 80655,~~400~~324 ~~090327107~~09856E105 ~~BINDVIEW~~BOOKHAM ~~DEVELOPMENT~~INC ~~CORP~~ COMMON STOCK 1397,~~289,638~~627 51,~~610~~280 SOLE N/A 1397,~~289,638~~627 ~~14756B102~~152319109 ~~CASH~~CENTILLIUM ~~SYSTEMS~~COMMUNICATIONS INC COMMON STOCK 13,~~340~~321,~~500~~511 126,~~252~~776 SOLE N/A 13,~~340~~321,~~500~~511 ~~171779101~~G2110R106 ~~CIENA~~CHIPMOS ~~CORP~~TECHNOLOGIES BERMUDA LTD COMMON STOCK 251,~~000~~658,059 849,899 SOLE N/A 251,~~000~~658,059 ~~207142100~~31787A101 ~~CONEXANT~~FINISAR ~~SYSTEMS~~CORPORATION ~~INC~~ COMMON STOCK ~~430~~298,~~000~~025 ~~856~~1,082 SOLE N/A ~~430~~298,~~000~~025 344159108 FOCUS ENHANCEMENTS INC COMMON STOCK 46,~~485~~923,~~048~~454 49,~~896~~831 SOLE N/A 46,~~485~~923,~~048~~454 ~~367626108 GATEWAY INC COMMON STOCK 225,000 1,352 SOLE N/A 225,000~~ 436233100 HOLLYWOOD MEDIA CORP COMMON STOCK 12,~~014~~049,~~137~~176 48,~~919~~012 SOLE N/A 12,~~014~~049,~~137~~176 ~~45247Q100~~46145P103 ~~IMERGENT~~INVESTOOLS INC COMMON STOCK 181,000 ~~273~~11 SOLE N/A 181,000 ~~45881X106~~462030305 ~~INTERMIX~~IOMEGA ~~MEDIA~~CORP ~~INC~~ COMMON STOCK 583,~~800~~590,430 ~~332~~10,448 SOLE N/A 583,~~800~~590,430 ~~46145P103~~462684101 ~~INVESTOOLS~~IRIDEX ~~INC~~CORP COMMON STOCK ~~129~~595,~~200~~623 ~~439~~5,212 SOLE N/A ~~129~~595,~~200~~623 ~~462030305~~514766104 ~~IOMEGA~~LANDEC CORP COMMON STOCK 2564,~~842,200~~279 156,~~746~~094 SOLE N/A 2564,~~842,200~~279 ~~52886P104~~502079106 ~~LEXAR~~LMI ~~MEDIA~~AEROSPACE INC COMMON STOCK 5095,~~000~~156 ~~392~~1,760 SOLE N/A 5095,~~000~~156 ~~60741U101~~580395101 ~~MOBILITY~~MCF ~~ELECTRONICS~~CORP ~~INC~~ COMMON STOCK ~~229~~890,~~700~~900 ~~1,971~~641 SOLE N/A ~~229~~890,~~700~~900 ~~68389X105~~713569309 ~~ORACLE~~PER-SE ~~CORPORATION~~TECHNOLOGIES INC COMMON STOCK ~~150~~124,~~000~~537 2,~~058~~841 SOLE N/A ~~150~~124,~~000~~537 ~~685317109~~719358103 ~~ORANGE~~PHOTOMEDEX 21 INC COMMON STOCK ~~110~~206,~~100~~278 ~~1,151~~336 SOLE N/A ~~110~~206,~~100~~278 ~~739363109~~730843109 ~~POWERWAVE~~POINTS ~~TECHNOLOGIES~~INTERNATIONAL ~~INC~~LTD COMMON STOCK 25200,000 ~~212~~114 SOLE N/A 25200,000 ~~74373W103~~74838J101 ~~PROVIDE~~QUIDEL ~~COMMERCE~~CORP ~~INC~~ COMMON STOCK 19614,~~433~~137 ~~722~~8,672 SOLE N/A 19614,~~433~~137 ~~815704101~~781270103 ~~SEEBEYOND~~RUDOLPH ~~TECHNOLOGY~~TECHNOLOGIES ~~CORP~~INC COMMON STOCK 40,000 ~~143~~733 SOLE N/A 40,000 ~~833672108~~813718103 ~~SOCKET~~SECURED ~~CORP~~SERVICES INC COMMON STOCK ~~575~~4,~~311 1~~205,~~145~~760 42 SOLE N/A ~~575~~4,~~311~~205,760 ~~83545R108~~817628118 ~~SONIC~~SERVICES ~~FOUNDRY~~ACQUISITION ~~INC~~CORP ~~COMMON~~INTERNATIONAL ~~STOCK~~WARRANTS 217,~~389,355~~500 ~~3,704~~55 SOLE N/A 217,~~389,355~~500 ~~862685104~~82568P304 ~~STRATASYS~~SHUTTERFLY INC COMMON STOCK ~~211~~156,~~360~~000 72,~~093~~426 SOLE N/A ~~211~~156,~~360~~000 ~~87929J103~~835915107 ~~TELECOMMUNICATION~~SONUS ~~SYSTEMS~~NETWORKS ~~INC~~ COMMON STOCK 2225,~~511,263~~000 81,~~218~~181 SOLE N/A 2225,~~511,263~~000 ~~888011103~~87929J103 ~~TIPPINGPOINT~~TELECOMMUNICATION ~~TECHNOLOGIES~~SYSTEMS INC COMMON STOCK ~~704~~2,~~031~~250,409 326,~~878~~054 SOLE N/A ~~704~~2,~~031~~250,409 ~~902636109~~872417308 ~~UCN~~TGC INDUSTRIES INC COMMON STOCK 1690,~~212,500~~807 35,~~698~~665 SOLE N/A 1690,~~212,500~~807 ~~97653A103~~901167106 ~~WIRELESS~~TWEETER ~~FACILITIES~~HOME ENTERTAINMENT GROUP INC COMMON STOCK ~~114~~1,~~290~~006,169 14,~~079~~588 SOLE N/A ~~114~~1,~~290~~006,169 ~~G98268108~~91819B105 ~~XYRATEX~~VA ~~LTD~~SOFTWARE CORP COMMON STOCK ~~283~~159,~~291~~735 ~~4,669~~642 SOLE N/A ~~283~~159,~~291~~735 96,761

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