4//SEC Filing
VITAMINSHOPPE COM INC 4
Accession 0001106605-01-500029
CIK 0001090156operating
Filed
May 9, 8:00 PM ET
Accepted
—
Size
16.7 KB
Accession
0001106605-01-500029
Insider Transaction Report
Form 4
No transactions or holdings reported in this filing.
Footnotes (6)
- [1]On April 12, 2001, the Issuer merged with and into The Vitamin Shoppe, a privately held company. In connection therewith, (A) each holder of the Class A Common Stock of the Issuer received $1.00 in cash, for each share of the Class A Common Stock owned by such holder, and (B) outstanding options and warrants which were "out of the money" were cancelled.
- [2]The reporting person, a director of Vitamin Shoppe Industries, Inc. ("VSI"), may be deemed to share voting power with respect to the securities owned by VSI.
- [3]The owners of record of these securities and VS Investors, LLC, the majority shareholder of VSI, were under common control and accordingly, may also be deemed to have shared voting power with respect to shares owned by VSI. The reporting person disclaimed beneficial ownership of these shares to the extent they exceeded his pecuniary interest in FdG-Chase Capital Partners, LLC and FdG Capital Partners LLC.
- [4]The amounts shown represented the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (23A SBIC), LLC ("JPM 23A SBIC"), a portion of which may have been deemed attributable to the reporting person because the reporting person is a managing director of JPM 23A SBIC and a limited partner of JPMP Master Fund Manager, L.P. ("MF Manager") the sole non-managing member of JPM 23A SBIC. The actual pro rata portion of such beneficial ownership that has been deemed attributable to the reporting person was not readily determinable because it was subject to several variables, including the internal rate of return and vesting of interests within MF Manager and JPM 23A SBIC. The reporting person disclaimed beneficial ownership of these shares to the extent it exceeded his pecuniary interest therein.
- [5]The options vested in three equal installments beginning October 14, 2000.
- [6]The stock options were granted to Stephen Murray, a managing director of JPM 23A SBIC, as director's compensation. He was obligated to exercise the options and to transfer any shares issued under them to JPM 23A SBIC at its request. /s/ Stephen P. Murray 5/10/01 - --------------------------------------------- ----------------------- Stephen P. Murray Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----
Documents
Issuer
VITAMINSHOPPE COM INC
CIK 0001090156
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001090156
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Size
- 16.7 KB