Pooler Joseph W. Jr. 4

4 · Cohen & Co Inc. · Filed Mar 23, 2026

AI-generated summary of this filing

Updated Mar 23, 2026

Cohen & Co Inc. (COHN) CFO Joseph Pooler Sells Shares

What Happened

Joseph W. Pooler Jr., EVP, Chief Financial Officer and Treasurer of Cohen & Co Inc. (COHN), sold a total of 6,818 shares in two open‑market transactions. On 2026‑03‑19 he sold 6,113 shares at a weighted average price of $17.15 for proceeds of $104,838, and on 2026‑03‑20 he sold 705 shares at a weighted average price of $15.58 for proceeds of $10,984. Combined proceeds were about $115,822. These were sales (not purchases), which are commonly routine insider liquidity events.

Key Details

Transaction dates and prices:
- 2026‑03‑19: 6,113 shares sold, weighted avg price $17.15 (range reported: $17.1383–$17.1839) — $104,838 proceeds.
- 2026‑03‑20: 705 shares sold, weighted avg price $15.58 (range reported: $15.01–$15.6735) — $10,984 proceeds.
Shares owned after transaction: Not specified in the data provided on this summary (not reported here).
Footnotes: Reported prices are weighted averages; Pooler offers to provide a per‑trade breakdown on request (see footnotes F1 and F2 in the Form 4).
Timeliness: Form 4 was filed 2026‑03‑23 for transactions on 2026‑03‑19 and 2026‑03‑20; filing appears timely (within the standard 2 business‑day window).

Context

These were straight sales of shares in the open market (or private sale designation on the Form 4). Sales do not necessarily indicate a change in company outlook; they often reflect personal liquidity needs. For retail investors, purchases by insiders are generally viewed as more directly informative than routine sales.

Form 4

Period: 2026-03-19

EVP, CFO and Treasurer

Transactions

Sale
Common Stock, par value $0.01 per share
[F1]
2026-03-19$17.15/sh−6,113$104,838→ 69,778 total
Sale
Common Stock, par value $0.01 per share
[F2]
2026-03-20$15.58/sh−705$10,984→ 69,073 total

Footnotes (2)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.1383 to $17.1839, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.6735, inclusive.

Signature

/s/ Joseph W. Pooler, Jr.|2026-03-23

1 file