STARTENGINE CROWDFUNDING, INC.·4

Mar 16, 5:12 PM ET

Marks Howard Edward 4

4 · STARTENGINE CROWDFUNDING, INC. · Filed Mar 16, 2026

Research Summary

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StartEngine (STGC) CEO Howard Marks Sells Shares

What Happened
Howard Edward Marks, CEO of StartEngine Crowdfunding, Inc. (STGC), sold a total of 236,650 shares on March 12, 2026. The disposals consisted of 189,035 shares at $1.60 ($302,456) and 17,935 shares at $1.60 ($28,696), plus two lots of “Bonus Shares” (27,108 and 2,572 shares) reported at $0.00. Cash proceeds reported total $331,152. These were sales (not purchases), and thus represent insider selling rather than a bullish buy signal.

Key Details

  • Transaction date: March 12, 2026. Filing date: March 16, 2026 (filed late relative to the report date).
  • Prices and proceeds: 189,035 @ $1.60 = $302,456; 17,935 @ $1.60 = $28,696; 27,108 and 2,572 reported at $0.00 (bonus shares). Total cash reported = $331,152.
  • Reason/structure: Sales were made pursuant to a Regulation A offering; the zero-dollar disposals are identified as Bonus Shares sold under that offering (Footnotes F1–F4).
  • Trust note: Footnote indicates the Marks Irrevocable Trust is for family beneficiaries; Mr. Marks is not the trustee nor is the trust held for his personal benefit (F5).
  • Shares owned after transaction: Not specified in the provided filing excerpt.
  • Timeliness: Filing appears late (transaction reported March 12; Form 4 filed March 16).

Context
These transactions were executed under a Regulation A offering (a type of exempt public offering). The zero-dollar “sales” reflect treatment of Bonus Shares per the offering documents and do not imply cash received for those lots. As with most insider sales, this is a disposition of holdings and should not be interpreted on its own as a signal of company performance or management outlook.

Insider Transaction Report

Form 4
Period: 2026-03-12
Marks Howard Edward
DirectorChief Executive Officer10% Owner
Transactions
  • Sale

    Common Stock

    [F1]
    2026-03-12$1.60/sh189,035$302,456178,554,435 total(indirect: By Trust)
  • Sale

    Common Stock

    [F2]
    2026-03-1227,108178,527,327 total(indirect: By Trust)
  • Sale

    Common Stock

    [F3][F5]
    2026-03-12$1.60/sh17,935$28,69619,890,261 total(indirect: By Trust)
  • Sale

    Common Stock

    [F4][F5]
    2026-03-122,57219,887,689 total(indirect: By Trust)
Footnotes (5)
  • [F1]The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
  • [F2]The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (1) above.
  • [F3]The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
  • [F4]The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (3) above.
  • [F5]The Marks Irrevocable Trust is held for the benefit of Mr. Marks' family. Mr. Marks is not the trustee of the trust nor is the trust held for his benefit.
Signature
/s/ Howard Marks|2026-03-16

Documents

1 file
  • 4
    tm268790-5_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT