Umpleby III Donald J 4
4 · CATERPILLAR INC · Filed Mar 4, 2026
Insider Transaction Report
Form 4
Umpleby III Donald J
Executive Chairman
Transactions
- Tax Payment
Common Stock
[F1][F2]2026-03-03$719.13/sh−1,591$1,144,136→ 465,745 total
Holdings
- 59,000(indirect: By Trust)
Common Stock
- 36,040(indirect: By Trust)
Common Stock
- 1,029(indirect: By 401(k))
Common Stock
[F3]
Footnotes (3)
- [F1]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
- [F2]Includes adjustments for dividends accrued.
- [F3]The information in this report is based on a 401(k) plan statement as of February 28, 2026.
Signature
/s/ Nicole Puza, POA for Donald James Umpleby III|2026-03-04