Umpleby III Donald J 4
4 · CATERPILLAR INC · Filed Dec 2, 2025
Insider Transaction Report
Form 4
Umpleby III Donald J
Executive Chairman
Transactions
- Gift
Common Stock
2025-11-28−2,350→ 445,879 total
Holdings
- 59,000(indirect: By Trust)
Common Stock
- 36,040(indirect: By Trust)
Common Stock
- 1,030(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Represents a donation of ordinary shares to The Ayco Charitable Foundation, a Donor Advised Fund.
- [F2]Includes dividends accrued.
- [F3]The information in this report is based on a 401(k) plan dated as of November 30, 2025.