Umpleby III Donald J 4
4 · CATERPILLAR INC · Filed Sep 23, 2025
Insider Transaction Report
Form 4
Umpleby III Donald J
Executive Chairman
Transactions
- Sale
Common Stock
2025-09-22$462.65/sh−17,166$7,941,850→ 465,339 total
Holdings
- 36,040(indirect: By Trust)
Common Stock
- 1,030(indirect: By 401(k))
Common Stock
- 59,000(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]This transaction was entered as multiple trades, at prices ranging from $460.62 to $466.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number.
- [F2]The information in this report is based on a 401(k) plan statement dated as of September 22, 2025.