Umpleby III Donald J 4
4 · CATERPILLAR INC · Filed Feb 13, 2025
Insider Transaction Report
Form 4
Umpleby III Donald J
Executive Chairman
Transactions
- Tax Payment
Common Stock
2025-02-11$362.70/sh−14,163$5,136,920→ 488,259 total - Award
Common Stock
2025-02-11+36,126→ 502,422 total
Holdings
- 59,000(indirect: By Trust)
Common Stock
- 1,024(indirect: By 401(k))
Common Stock
- 36,040(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Includes adjustments for dividends accrued.
- [F2]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.
- [F3]The information in this report is based on a 401(k) plan statement dated as of January 31, 2025.