4//SEC Filing
GUPTA PANKAJ 4
Accession 0001104659-24-126204
CIK 0001637147other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 12:47 PM ET
Size
17.2 KB
Accession
0001104659-24-126204
Insider Transaction Report
Form 4
zSpace, Inc.ZSPC
GUPTA PANKAJ
Director
Transactions
- Conversion
Common Stock
2024-12-06+5,580,670→ 5,580,670 total(indirect: By dSpace Investments Limited) - Conversion
Common Stock
2024-12-06+330,000→ 11,580,670 total(indirect: By dSpace Investments Limited) - Conversion
NCNV 1 Preferred Stock
2024-12-06−47,250→ 0 total(indirect: By dSpace Investments Limited)→ Common Stock (5,670,000 underlying) - Conversion
Common Stock
2024-12-06+5,670,000→ 11,250,670 total(indirect: By dSpace Investments Limited) - Conversion
Series A Preferred Stock
2024-12-06−3,874,946→ 0 total(indirect: By dSpace Investments Limited)→ Common Stock (5,580,670 underlying) - Conversion
NCNV 3 Preferred Stock
2024-12-06−2,750→ 0 total(indirect: By dSpace Investments Limited)→ Common Stock (330,000 underlying)
Footnotes (4)
- [F1]Each share of Series A Preferred Stock was automatically convertible into 1.440193 shares of the Issuer's common stock immediately preceding the closing of the Issuer's initial public offering on December 6, 2024.
- [F2]Each share of NCNV 1 Preferred Stock was automatically convertible immediately preceding the closing of the Issuer's initial public offering into a number of shares of the Issuer's common stock, as is determined by dividing (i) $600, the original issuance price of the NCNV 1 Preferred Stock, less any amount previously paid in respect thereof in the form of dividends, plus any dividends accrued but unpaid thereon and declared by the board of directors by (ii) the initial public per share offering price of the Issuer's common stock. At the closing of the Issuer's initial public offering on December 6, 2024, the shares of NCNV 1 Preferred Stock converted into the number of shares shown in Column 7 of Table II.
- [F3]Each share of NCNV 3 Preferred Stock was automatically convertible immediately preceding the closing of the Issuer's initial public offering into a number of shares of the Issuer's common stock, as is determined by dividing (i) $600, the original issuance price of the NCNV 3 Preferred Stock, less any amount previously paid in respect thereof in the form of dividends, plus any dividends accrued but unpaid thereon and declared by the board of directors by (ii) the initial public per share offering price of the Issuer's common stock. At the closing of the Issuer's initial public offering on December 6, 2024, the shares of NCNV 3 Preferred Stock converted into the number of shares shown in Column 7 of Table II.
- [F4]Pankaj Gupta, the Co-CEO of Gulf Islamic Investments, LLC, holds 100% of the equity in dSpace Investments Limited, an entity organized under the law of the Cayman Islands ("dSpace"), and therefore may be deemed to be the beneficial owner of the securities held by dSpace, as determined under rules issued by the SEC. Mr. Gupta disclaims beneficial ownership of all such securities.
Documents
Issuer
zSpace, Inc.
CIK 0001637147
Entity typeother
Related Parties
1- filerCIK 0002043524
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 12:47 PM ET
- Size
- 17.2 KB