4//SEC Filing
Fassino Anthony D. 4
Accession 0001104659-24-124678
CIK 0000018230other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 5:08 PM ET
Size
11.5 KB
Accession
0001104659-24-124678
Insider Transaction Report
Form 4
Fassino Anthony D.
Group President
Transactions
- Sale
Common Stock
2024-11-29$408.59/sh−6,279$2,565,537→ 33,565 total - Exercise/Conversion
Employee Stock Options
2024-11-29$127.60/sh−9,133$1,165,371→ 0 totalExercise: $127.60Exp: 2030-03-02→ Common Stock (9,133 underlying) - Exercise/Conversion
Common Stock
2024-11-29$127.60/sh+9,133$1,165,371→ 42,698 total - Tax Payment
Common Stock
2024-11-29$408.22/sh−2,854$1,165,060→ 39,844 total
Holdings
- 1,459(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Includes dividends accrued.
- [F2]This transaction was executed in multiple trades at prices ranging from $408.57 to $408.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The information in this report is based on a 401(k) plan statement dated as of October 31, 2024.
- [F4]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001839757
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 5:08 PM ET
- Size
- 11.5 KB