4//SEC Filing
Sim Kenneth T. 4
Accession 0001104659-24-121024
CIK 0001083446other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 4:15 PM ET
Size
12.5 KB
Accession
0001104659-24-121024
Insider Transaction Report
Form 4
Sim Kenneth T.
DirectorExecutive Chairman
Transactions
- Exercise/Conversion
Stock option (right to buy)
2024-11-18−28,046→ 0 totalExercise: $18.65Exp: 2024-12-30→ Common Stock (28,046 underlying) - Exercise/Conversion
Common Stock
2024-11-18$18.65/sh+28,046$523,058→ 609,905 total
Holdings
- 42,996(indirect: By Trust)
Common Stock
- 230,688(indirect: By Trust)
Common Stock
- 7,132,698(indirect: By Allied Physicians of California, a Professional Medical Corporation)
Common Stock
- 520,117(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]These securities are held by a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F4]These securities are beneficially owned by Allied Physicians of California, a Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F5]These stock options were fully vested and exercisable.
- [F6]Includes 290,000 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 96,667 shares, which will vest in four equal annual installments beginning in the first quarter of 2025; and (ii) grants of 30,000 shares, 30,000 shares and 133,333 shares, each of which will vest upon achievement of certain pre-established performance goals.
Documents
Issuer
Astrana Health, Inc.
CIK 0001083446
Entity typeother
Related Parties
1- filerCIK 0001725499
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 4:15 PM ET
- Size
- 12.5 KB