Lam Thomas S. 4
4 · Astrana Health, Inc. · Filed Sep 11, 2024
Insider Transaction Report
Form 4
Lam Thomas S.
Director
Transactions
- Exercise/Conversion
Common Stock
2024-09-09$18.65/sh+28,046$523,058→ 409,901 total - Exercise/Conversion
Stock Option (right to buy)
2024-09-09−28,046→ 0 totalExercise: $18.65Exp: 2024-12-30→ Common Stock (28,046 underlying) - Tax Payment
Common Stock
2024-09-09$47.35/sh−11,046$523,028→ 398,855 total
Holdings
- 7,132,698(indirect: By Allied Physicians of California, a Professional Medical Corporation)
Common Stock
- 1,107,474(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]These securities are beneficially owned by Allied Physicians of California, a Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]These stock options were fully vested and exercisable.
- [F3]Includes 111,748 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 21,748 shares, which will vest on November 2, 2024; (ii) 30,000 shares, which will vest in four equal annual installments beginning in the first quarter of 2025; (iii) 30,000 shares, which will vest upon achievement of certain pre-established performance goals; and (iv) 30,000 shares, which will vest upon achievement of certain pre-established performance goals.